Insurance for
Financial Advisors
Sound advice, securely protected. Insurance for FAIS-regulated advisors.
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Why Financial Advisors Need Insurance
Financial advisors provide life-changing advice. If an investment fails or if a client claims they weren't properly informed of risks, you could face a claim for the lost capital plus legal costs.
Understanding your risks
Every profession has different exposures depending on the advice given and services performed.
Choosing comprehensive protection
Ensure your policy protects everything from assets to professional liability risks.
Staying compliant
Maintain alignment with industry standards and legal requirements.
Essential Insurance for Financial Advisors
Core coverages every professional in this sector should have.
Professional Indemnity
Mandatory for FAIS compliance. Covers claims of bad advice or failure to disclose risks.
Learn MoreAdditional Insurance Often Chosen
Extra protection for specific risks in your profession.
Choosing the Right Cover for Your
Profession
Every profession operates differently. The type of advice you give and the services you perform affect the insurance you need.
Comparing quotes from leading insurers allows you to select cover that matches your specific risks while keeping costs manageable.
Get Started NowDid you know?
The FAIS Ombud can award significant compensation to clients for "inappropriate advice," making PI insurance a regulatory necessity.
Example Scenario
The Unsuitable Investment
"An advisor recommended a high-risk investment to a conservative retiree. When the investment lost value, the client sued for the loss. The advisor's PI insurance covered the settlement awarded by the Ombud."